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Protected: Another 16 Firms Fined for Recordkeeping – Key Takeaways

By February 20, 2024January 15th, 2025No Comments
Another 16 Firms Fined for Recordkeeping Key Takeaways

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Stacey English

Author Stacey English

Stacey English is Director of Regulatory Intelligence for Theta Lake. She has over 25 years' experience in financial services regulation and technology as a former regulator at the now FCA and as a risk and compliance practitioner in global banks and insurers. She formerly led Regulatory Intelligence for Thomson Reuters providing regulatory and industry insight to financial services firms. Stacey is also a qualified accountant, a published author on conduct and accountability and an Honorary Fellow of Cambridge Judge Business School providing expert guidance on regulation. Linkedin

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