With a series of enforcement actions totaling about $1 billion in fines from the five biggest US investment banks, the SEC has made it clear there will be significant financial consequences if firms don’t start policing the use of communications channels,…
Security Magazine: 4 steps to Securing Video Conferencing Platforms
During the past eighteen months, a consortium of six data protection and privacy authorities reviewed the security and privacy practices of the major video teleconferencing (VTC) platforms — Cisco, Google, Microsoft and Zoom. The consortium included cybersecurity representatives from across the…
EVENT: Global RegTech Summit 2022
10 May 2022 St. Paul’s, London Hybrid (In-person and Virtual) Join us! Register here
EVENT: FINRA Annual Conference 2022
May 16 – 18, 2022 Marriott Marquis Washington, DC Hybrid delivery (In-Person and Virtual) Join us! Register here
EVENT: Risk and Compliance Financial Services
28 April 2022 One America Square, London In-Person Join us! Register here
EVENT: FINRA Cybersecurity and Cloud Computing 2022
FINRA Cybersecurity and Cloud Computing 2022 March 29 – 30, 2022 Hybrid (Live and Virtual) InterContinental New York Times Square Hotel 300 W 44th Street New York, NY 10036 Register
Webinar: How RegTech is Shaking Up The Legal Services
THE LEGAL 500 WEBINARS How RegTech is Shaking Up the Legal Services 17 March 2022, 6.00pm AESDT Register! Over the past decade, RegTech has accentuated its influence over the broad regulatory and legal landscape. Understanding RegTech and its impact and…
RegTechEdge No Borders
REGULATORY COMPLIANCE SOLUTIONS FOR COMPLEX REGULATORY ENVIRONMENTS 24 February 2022 4:30 PM – 5:30 PM Register Today!
Web Seminar: Leveraging Unified Communications to Drive Business Value in Financial Services
February 8, 2022 2:00PM EST / 11:00AM PST Learn from banking industry communications and compliance experts from RingCentral, Deloitte, and Theta Lake: How unified communications can enhance compliance and improve & personalize the customer experience Why a secure, cloud-enabled…
AFCM Annual Conference
[vc_row type=”in_container” full_screen_row_position=”middle” column_margin=”default” column_direction=”default” column_direction_tablet=”default” column_direction_phone=”default” scene_position=”center” text_color=”dark” text_align=”left” row_border_radius=”none” row_border_radius_applies=”bg” overflow=”visible” overlay_strength=”0.3″ gradient_direction=”left_to_right” shape_divider_position=”bottom” bg_image_animation=”none”][vc_column column_padding=”no-extra-padding” column_padding_tablet=”inherit” column_padding_phone=”inherit” column_padding_position=”all” column_element_spacing=”default” background_color_opacity=”1″ background_hover_color_opacity=”1″ column_shadow=”none” column_border_radius=”none” column_link_target=”_self” column_position=”default” gradient_direction=”left_to_right” overlay_strength=”0.3″ width=”1/1″ tablet_width_inherit=”default” tablet_text_alignment=”default” phone_text_alignment=”default” animation_type=”default” bg_image_animation=”none” border_type=”simple” column_border_width=”none” column_border_style=”solid”][vc_column_text] Featured Theta…