March 14, 2019
February 28, 2019
Helping compliance teams with KID validations for PRIIPs by Marc Gilman
Easing Compliance Supervision Challenges for PRIIPs KID Verifications The EU Regulation on Key Information Documents for Packaged Retail and Insurance-based Investment Products came into effect…
February 28, 2019
Marc Gilman Discusses FINRA’s move to foster RegTech in Corporate Compliance Insights
The end of 2018 found the Financial Industry Regulatory Authority (FINRA) busy issuing guidance on several fronts, including the release of a report on “Technology…
February 14, 2019
Theta Lake’s Anthony Cresci discusses AI and more with SalesTech Star
SalesTech Interview with Anthony J. Cresci, VP Business Development and Operations, Theta Lake. Read the full interview here.
February 9, 2019
Balancing Compliance with Innovation in Financial Services
Regulations, if created correctly, can help innovation, what institutions have to find is the right balance between experimenting new ideas and meeting regulatory regimes, according…
January 22, 2019
Zoom adds voice capabilities with Theta Lake for compliance
As promised last fall at its Zoomtopia user conference, video collaboration provider Zoom today brought its Zoom Voice cloud phone system to market, along with…
January 15, 2019
Theta Lake Raises $5 million in Series Seed Funding and Earns Recognition as a RegTech 100 Company for its Compliance AI Platform
San Mateo, CA – January 15, 2019 – Theta Lake, a leader in compliance artificial intelligence (AI) for video, voice, and unified digital communication, today…
January 2, 2019
Video as compliance blindspot by RegTech Analyst:
Balancing communication compliance solutions for both legacy systems and new environments is one of the biggest challenges facing financial institutions, according to Theta Lake founder…
December 17, 2018
Why Smart RegTech isn’t a Threat to Compliance
New technologies have allowed for increased and varied avenues of communication between organizations and customers. This has led to improved transparency, more direct support and…
November 29, 2018
Theta Lake Presents with Vidyard at the Global WealthTech Summit London
Theta Lake and Vidyard explained the growing need of implementing video in businesses and how to ensure this is meets the necessary regulatory requirements, at…
November 13, 2018
Ring Central announces AI Partnership with Theta lake
SAN FRANCISCO--(BUSINESS WIRE)--RingCentral, Inc. (NYSE:RNG), a leading provider of global enterprise cloud communications and collaboration solutions, today announced at its annual user conference ConnectCentral®, that…
October 29, 2018
AI for Modern Call Recording Compliance
It is Time to Use AI to Modernize Call Recording Review and Supervision Audio recording has been commonplace for the financial services industry due to…
October 11, 2018
Theta Lake Among First Apps on New Zoom Marketplace
Today at Zoomtopia 2018, Zoom Video Communications, Inc. will announce new features that together form an end-to-end modern communications platform. While Zoom remains a video-first…
September 19, 2018
Theta Lake Becomes RingCentral Premier Partner
Theta Lake, the leader in compliance for audio and video communication, today announced that it has joined the RingCentral Connect Platform™ Partner Program as a…
September 18, 2018
Gaining Employee Cybersecurity Compliance
Cybersecurity is an absolute necessity for keeping customer information, as well as more general company data, safe. Without it, your business is exposed to a…
September 14, 2018
Keeping Your Tech Team Motivated
When things are overwhelmingly busy — or too routine — it can be easy for tech teams to struggle to keep their energy levels high,…
September 3, 2018
Navigating MiFID II and GDPR
“MiFID II and GDPR can create a tension between retention and protection requirements around communications with clients and customers,” said Jagdev Kenth, a UK-based compliance…
August 30, 2018
Theta Lake & Thomson Reuters Talk Conduct Risk In Digital Communications at TSAM Event
TSAM Regulations & Compliance will bring together 100+ senior leaders, fostering a particularly intimate environment through focused educational groups. Over two interactive days of learning…
June 28, 2018
Banks need to be prepared to fail to keep up with change
Banks need to take more risks and be prepared to implement something that might fail, according to a panel at the Global RegTech Summit 2018.…
