As part of their focus on modernizing trade floor infrastructure, Theta Lake and IPC have partnered to help financial institutions bring trade floor communications to a cloud-first model while maintaining end-to-end compliance across voice and digital channels.
As firms move from on-premise systems to cloud-based platforms such as IPC One TradeDesk, they gain flexibility and efficiency, but also face new challenges in maintaining consistent capture, surveillance, and regulatory oversight across increasingly complex communication environments.
This partnership brings trade floor voice into the same compliance framework as digital communications, helping firms unify how they capture, monitor, and review activity across channels as they transition to the cloud.
Why this matters
Financial institutions are accelerating their shift to cloud-based trading infrastructure. That shift improves agility and scalability, but can create gaps in compliance coverage when voice and digital communications are handled in separate systems.
Many legacy compliance tools were built for on-premise environments and struggle to keep up with modern cloud-native communications. As a result, firms often face fragmented visibility across voice, messaging, and other communication channels, making surveillance more difficult to manage consistently.
What the Theta Lake + IPC partnership delivers
This integration combines Theta Lake’s cloud-native compliance platform with IPC’s next-generation trading infrastructure to support unified capture and surveillance across modern communication channels.
By integrating with IPC One TradeDesk, firms can extend compliance coverage across voice and digital communications in a single framework, reducing fragmentation and supporting more consistent regulatory oversight as they move to the cloud.
Key benefits
- Comprehensive, Cloud-Native Compliance: end-to-end regulatory adherence as firms migrate from One TradeDesk on-premise systems to the cloud.
- Unified Surveillance: Consolidated capture and surveillance efforts across communication channels, reducing the complexity of managing risk in demanding regulatory environments.
- Future-Proof Architecture: A scalable, modern solution built for the demands of global financial institutions requiring precision, resiliency, and compliance at scale.
Who benefits
- Financial Institutions: Banks and trading firms are modernizing trade floor infrastructure without weakening their regulatory posture.
- Compliance and Risk Teams: Teams looking to streamline surveillance and manage risk across both legacy and cloud-native environments.
- IT and Operations: Leaders responsible for migrating trading technology who need a seamless, integrated path to deployment.
If you are an IPC customer looking to modernize your trading infrastructure or transition to IPC One TradeDesk with confidence, this partnership simplifies the path from capture to unified surveillance.
Connect with your Theta Lake or IPC representative to explore adoption for your enterprise.
