Theta Lake’s Stacey English breaks down the regulatory risks, AI communication blind spots, and the path to responsible innovation in financial services
In this eye-opening interview, Rob Scott of UC Today is joined by Stacey English, Director of Regulatory Intelligence at Theta Lake, to explore what’s becoming one of the biggest emerging risks in financial services: AI governance failure.
Theta Lake’s recent research, based on insights from 500 financial institutions, shows a concerning paradox: while AI promises massive productivity gains, most firms are flying blind when it comes to monitoring AI-generated communications, making them vulnerable to compliance breaches, data leakage, and regulatory scrutiny.
Stacey brings her former-regulator perspective to discuss what firms are getting wrong, how “AI comms” are redefining risk, and why unmonitored employee-AI interactions are a ticking time bomb.
Watch the interview here.
