Theta Lake’s 100+ API-based integrations include today’s top UC and Collaboration platforms. Built in-house and certified by partners, customers can capture, archive, and supervise the broadest set of UCC features and modalities without caveats, fine print, or 3rd party reliance.
FINRA’s annual Report on its Examination and Risk Monitoring Program was released in February 2022 and marks the second year of the revised format, which includes focus areas for 2022 examinations as well as findings from last year’s exams interspersed with practical guidance for firms.
