FINRA’s Move to Foster Regtech Theta Lake’s Marc Gilman reviews some of the key points from a recent FINRA report that resonate for financial institutions…
Devin RedmondFebruary 28, 2019
Tell us about your journey to Business Development in the Audio-Video Communication industry. My career started in Financial Services, Investment Banking. I continued applying that…
Devin RedmondFebruary 14, 2019
Regulations, if created correctly, can help innovation, what institutions have to find is the right balance between experimenting new ideas and meeting regulatory regimes, according…
Devin RedmondFebruary 9, 2019
RegTech and automated software provide significant advantages for asset managers and wealth managers alike. We’ve witnessed a rise of the machines in the finance sector, which…
Devin RedmondFebruary 2, 2019
3 Ways Highly Regulated Industries Can Achieve Compliance with AI and Cloud Communications How do you ensure compliance across communications channels? This is a critical…
Anthony CresciJanuary 29, 2019
As promised last fall at its Zoomtopia user conference, video collaboration provider Zoom today brought its Zoom Voice cloud phone system to market, along with…
Devin RedmondJanuary 22, 2019
Balancing communication compliance solutions for both legacy systems and new environments is one of the biggest challenges facing financial institutions, according to Theta Lake founder…
Devin RedmondJanuary 2, 2019
By Special Guest Devin Redmond, CEO & Co-founder, ThetaLake New technologies have allowed for increased and varied avenues of communication between organizations and customers. This has…
Devin RedmondDecember 17, 2018
It is Time to Use AI to Modernize Call Recording Review and Supervision Audio recording has been commonplace for the financial services industry due to…
Devin RedmondOctober 29, 2018
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Rich SuttonOctober 18, 2018
Cybersecurity is an absolute necessity for keeping customer information, as well as more general company data, safe. Without it, your business is exposed to a range…
Devin RedmondSeptember 18, 2018
When things are overwhelmingly busy — or too routine — it can be easy for tech teams to struggle to keep their energy levels high, or maintain…
Devin RedmondSeptember 14, 2018
“MiFID II and GDPR can create a tension between retention and protection requirements around communications with clients and customers,” said Jagdev Kenth, a UK-based compliance…
Devin RedmondSeptember 3, 2018
By Special Guest Devin Redmond, CEO & Co-founder, Theta Lake Why Avoiding Communication Compliance Quandaries Puts Your Organization At Risk Fifty-four percent of compliance professionals expect…
Devin RedmondAugust 1, 2018
Guest post by Anthony Cresci, VP Business Development and Operations, Theta Lake For the average person, the idea of compliance and regulation technology doesn’t elicit…
Devin RedmondJuly 24, 2018
Theta Lake, a compliance solution for video, audio and other digital communications, has formed two new partnerships and product integrations. The company has partnered with…
Devin RedmondJuly 19, 2018
By Special Guest Devin Redmond, CEO & Co-founder, Theta Lake Going Digital Reltio offers a data management platform that harnesses a company’s data and applies the…
Devin RedmondJune 29, 2018