Articles

The publication of FINRA’s Report on Examination Findings and Observations is now in its third year. In 2019, the title and framing have changed slightly: “Recommendations” have…

Regulatory compliance is a critical focus for modern enterprises. And no where else is this felt than compliance teams at financial institutions (FI). Challenged by…

Theta Lake integrates with Cisco Webex Meetings to make video communications secure, simple, and scalable. Video communications with users outside an organization represents a fairly…