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Articles

Articles
February 28, 2019

Marc Gilman Discusses FINRA’s move to foster RegTech in Corporate Compliance Insights

The end of 2018 found the Financial Industry Regulatory Authority (FINRA) busy issuing guidance on several fronts, including the release of a report on “Technology…
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Articles
February 14, 2019

Theta Lake’s Anthony Cresci discusses AI and more with SalesTech Star

SalesTech Interview with Anthony J. Cresci, VP Business Development and Operations, Theta Lake. Read the full interview here.
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Articles
February 9, 2019

Balancing Compliance with Innovation in Financial Services

Regulations, if created correctly, can help innovation, what institutions have to find is the right balance between experimenting new ideas and meeting regulatory regimes, according…
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