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Articles
September 3, 2018

Navigating MiFID II and GDPR

“MiFID II and GDPR can create a tension between retention and protection requirements around communications with clients and customers,” said Jagdev Kenth, a UK-based compliance…
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Articles
August 1, 2018

Communication Compliance Conundrums Part 2: Hope Is Not A Plan:

Why Avoiding Communication Compliance Quandaries Puts Your Organization At Risk Fifty-four percent of compliance professionals expect their personal liability to increase for compliance failures of…
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Articles
July 24, 2018

AWS Startups Blog: Theta Lake’s AI and ML for Communication Compliance:

For the average person, the idea of compliance and regulation technology doesn’t elicit much enthusiasm. But for Devin Redmond and Rich Sutton, co-founders of the…
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