The Covid-19 pandemic and its impact on “market events” will help set a path for priorities for the Securities and Exchange Commission’s new Event and Emerging Risk Examination Team. Marc Gilman, general counsel at Theta Lake, says the EERT could turn to remote work, Reg BI, and cybersecurity issues.
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Author Marc Gilman
Marc brings a wealth of experience to the Theta Lake team, where he advises on technology, privacy, and product strategy. Marc is also an adjunct professor at Fordham Law where he teaches a course on compliance, technology, and financial services. Prior to joining Theta Lake, Marc held legal and compliance roles at Morgan Stanley and was a litigation associate at Schiff Hardin LLP. Gilman is a certified information privacy professional with both the CIPP/E and CIPP/US credentials.