The COVID-19 pandemic radically altered the way millions of people around the world work, attend school, handle their financial transactions, visit their healthcare providers and…
Organizations must fully understand the regulatory guidance on collaboration security and privacy so they can continue to implement and expand their use of tools such…
Insurance regulators are being confronted with rapidly expanding amounts of data that they must sift through to validate compliance with relevant rules and examine to…
The traditional office as we know it will disappear “The pandemic-specific concept captured in the phrase ‘work-from-home’ will be replaced by the permanent concept of…
All sorts of collaboration tools like Zoom, Teams, etc. accelerated their adoption this year, as most of us shifted to the remote workplace because of…
By: Devin Redmond, CEO and Co-Founder, Theta Lake With the centralized “in-person office” as we know it evolving to collaboration tools centered work-from-anywhere, it is…
Theta Lake’s first encounter with RingCentral was as an integration partner. Based on demand from customers, the company leveraged RingCentral’s API platform to integrate its compliance…
The Commodity Futures Trading Commission’s recent guidance on cooperation credit seeks to spur more firms to self-report potential violations. Marc Gilman, general counsel at security…
With over 30 unique integrations across different collaboration platforms, Theta Lake's technology enables organizations to scale their risk detection for communication security, data protection, and…
In this intensely competitive Financial Services market environment, Banks, Insurers, Securities & Exchanges, and Wealth Management institutions, whether a small business or global enterprise, are…
While most industries were steadily headed toward more virtual collaboration, no one was ready for the abrupt speed and scale of a global digital workplace…
Working from home is the new normal for many people in the information economy as civic authorities and enterprise managers look to keep people physically…
This article was first written by Arif Janmohamed, Venture Capitalist at Lightspeed Venture Partners. The world changed for all us in March 2020, as COVID-19…
Theta Lake, a provider of compliance and security tools for conferencing software like Cisco Webex, Microsoft Teams, RingCentral, Zoom and others, said it has raised…
Collaboration and videoconferencing, whose adoption accelerated in the 2010s with the rise of cloud computing, rapidly became business necessities as Covid-19 forced an abrupt transition…
The remote working trend and usage of UC tools continues to accelerate due to the current environment and these recent months have provided validation that…
The Covid-19 pandemic and its impact on “market events” will help set a path for priorities for the Securities and Exchange Commission’s new Event and…
As the world now depends on digital collaboration tools like never before, these rich unified communication (UC) platforms facilitate productivity and business continuity across organisations…
While most startup founders would prefer not to pore over laws, regulations and interpretive materials to design a perfect product, it’s an essential exercise for…
The trends of the communications and collaboration landscape are constantly evolving. New channels emerge to help companies better serve their clients. Innovative technology like AI…
Brokers and investment advisers should “closely review” their policies and procedures for supervising their remote workers during the coronavirus pandemic, the SEC said. Firms may…
As companies settle in for be extended work from home arrangements as part of COVID-19 response, the compliance and security controls of widely used collaboration…
Theta Lake extends full recording and security monitoring features of its flagship risk and compliance suite platform for Teams. In an era when every industry…
A recent notice from FINRA gives compliance officers with remote workforces insights into the agency’s approach to remote work and supervision risks, which will be…
The COVID-19 pandemic has highlighted the need to update and fix some of our current tech systems, including remote work models. In companies that were…
Today, data is the key to your company’s survival. The more data you have, the more you know about your customers, policies, procedures, and business.…
In the wake of the COVID-19 pandemic, many firms are working from home using collaboration tools. Theta Lake’s Marc Gilman provides insight on regulatory requirements…
Theta Lake is responding to the health crisis by offering the new Compliant Collaboration Archive for free to aid retention across unified communications.
Payments, investing, financial planning and lending often spring to mind as “classic” fintech startups, but other business models like regtech, compliance, human resources and marketing…
Santa Barbara, CA—September 29, 2020— Theta Lake, Inc., the most recognized leader in collaboration security and compliance management that helps organizations scale their risk detection…
Santa Barbara, CA—July 20, 2020— Theta Lake, Inc., the collaboration risk and compliance management company that helps organizations scale their risk detection in modern collaboration…
Santa Barbara, CA—June 12, 2020—Theta Lake, Inc., the collaboration risk and compliance management company that helps organizations scale their risk detection in modern collaboration platforms,…
Santa Barbara, CA—March 11, 2020— Theta Lake, Inc., the RegTech company that helps compliance teams scale their compliance risk detection in modern collaboration platforms across…
Santa Barbara, CA— March 9, 2020— Theta Lake, Inc., the RegTech company that helps compliance teams scale their compliance risk detection in modern collaboration platforms…
Theta Lake offers the most complete compliance solution for Microsoft Teams to address FINRA, SEC, & MiFID II supervision and recordkeeping requirements.
“Theta Lake’s amazing innovations in AI-based risk detection applied to visual, voice, chat and file content in collaboration communications truly sets it apart as a…
Theta Lake, the Collaboration Risk & Compliance company that helps security and compliance teams scale their risk detection in modern collaboration platforms across video, voice,…
Theta Lake Offers Three Free Months of AI-based Safety and Compliance for Zoom Customers: Providing risk and compliance management for rapid growth in Zoom usage Santa…
Theta Lake's 2020 State of Digital Communication Compliance and Supervision Survey Finds 89% of Compliance Professionals Aren't Ready For Modern Collaboration Tools
Theta Lake has achieved the SOC 2, Type 2 Report for its Compliance Suite. Theta Lake's System and Organization Controls (SOC) Report is an independent…
There’s a growing challenge for highly regulated industries such as financial services and insurance, that the complex and personalized products they sell require stringent regulation…
NEW YORK -- (BUSINESS WIRE) -- Eleven emerging enterprise tech companies will present their technologies to dozens of top executives within the financial services, venture…
San Mateo, CA – May 21, 2019 – Theta Lake, a leader in compliance artificial intelligence (AI) for video, voice, and unified digital communication, follows…
London, 15 May 2019 - Red Box, the leading platform for voice, today announces a partnership with Theta Lake, a leader in compliance artificial intelligence…
NEW YORK--(BUSINESS WIRE)--Eleven emerging technology companies have been selected to participate in the 2019 FinTech Innovation Lab New York, a 12-week program founded by Accenture…
Theta Lake, the leader in compliance artificial intelligence (AI) for voice, video and chat communication, announces a new partnership with Zoom Video Communications, Inc., the…
San Mateo, CA – January 15, 2019 – Theta Lake, a leader in compliance artificial intelligence (AI) for video, voice, and unified digital communication, today…
The DC FinTech Week conference brings the best and the brightest to Washington DC for discussions spanning the fintech ecosystem: crowdfunding, online lending, cryptocurrencies, cybersecurity,…
With the wave of new regulatory technology hitting the financial services industry, SIFMA RegTech 2020 covered the resulting challenges of assessing legal and compliance risks…
Next week as part of the Enterprise Connect Digital Expo, Enterprise Connect's annual Innovation Showcase will focus on enterprise communications and collaboration security. Theta Lake is…
The "Best Compliance Technology Partner" award will go to a company whose technological services went above and beyond in providing standout assistance to its clients.
Theta Lake's Marc Gilman will join the leading names in social media and experts in wealth management for an industry discussion on the best practices,…
Theta Lake’s VP of Business Development and Operations, Anthony Cresci, joined the RegTech 2019 conference hosted by American Banker to speak about how Artificial Intelligence…
The RegTech (regulatory technology) industry has established itself as one of the most important sectors within financial technology after seeing tremendous growth in the past…
Beth Wood, SVP & CMO of Principal Financial Group, joins Theta Lake's CEO Devin Redmond at InsureTech Connect 2019 to discuss the compliance challenges for…
Theta Lake Co-Founder and CTO Rich Sutton joins Zoomtopia to discuss how their compliance suite solution uses Zoom's API ecosystem to integrate into services like…
Theta Lake, a leader in compliance artificial intelligence (AI) for video, voice, and unified digital communication, was named a finalist for Best RegTech Solution for…
Theta Lake and Vidyard explained the growing need of implementing video in businesses and how to ensure this is meets the necessary regulatory requirements, at…
Our “2020 Survey Report: State of Digital Collaboration and Communication Compliance” provided a great opportunity to understand how firms are thinking about compliance readiness and…
Theta Lake is surveying senior financial services professionals to learn about the compliance challenges presented by emerging collaboration and video platforms. As financial services firms…