Latest News

Check below for the latest updates, coverage, and events for Theta Lake.
February 13, 2020

RegTech for Compliance and Surveillance

Theta Lake's Marc Gilman will join the leading names in social media and experts in wealth management for an industry discussion on the best practices,…
call transcriptionArticles
February 3, 2020

UCToday: Why Compliance Require more than Voice-to-Text Transcription

Voice transcription tools still haven’t met last-mile quality thresholds for context, relevance, and actionability for highly regulated industries like healthcare and financial services. Regulations such…
February 3, 2020

Digital Communications and FINRA’s 2020 Exam Priorities

The Financial Industry Regulatory Authority’s Annual Risk Monitoring and Examination Priorities Letter provides a roadmap of key compliance issues for firms to consider in advance…
December 18, 2019

UCToday: Data Loss Prevention in Video Communications

It’s the multi-sensory appeal of adding video calling as part of true unified collaboration itself which creates multiple ways that data can be misused, from…
Press Releases
December 17, 2019

Theta Lake Achieves SOC2 Compliance

Theta Lake has achieved the SOC 2, Type 2 Report for its Compliance Suite.   Theta Lake's System and Organization Controls (SOC) Report is an independent…
December 13, 2019

The Potential Impact of FINRA’s 2019 Report

The publication of FINRA’s Report on Examination Findings and Observations is now in its third year. In 2019, the title and framing have changed slightly: “Recommendations” have…
December 11, 2019

AI Spotlight – Deep Learning: AI in RegTech

Theta Lake’s VP of Business Development and Operations, Anthony Cresci, joined the RegTech 2019 conference hosted by American Banker to speak about how Artificial Intelligence…
Press Releases
December 6, 2019

UCToday: Theta Lake brings new compliance powers to Cisco Webex

There’s a growing challenge for highly regulated industries such as financial services and insurance, that the complex and personalized products they sell require stringent regulation…
December 5, 2019

Theta Lake named a RegTech100 Company

The RegTech (regulatory technology) industry has established itself as one of the most important sectors within financial technology after seeing tremendous growth in the past…
December 5, 2019

Forbes: Compliance, Regulatory Intent & Hard Truths Of Unified Collaboration

Regulatory compliance is a critical focus for modern enterprises. And no where else is this felt than compliance teams at financial institutions (FI). Challenged by…
October 31, 2019

Survey: Are Your Compliance Practices Keeping Pace With Emerging Video Platforms?

Theta Lake is surveying senior financial services professionals to learn about the compliance challenges presented by emerging collaboration and video platforms. As financial services firms…
October 29, 2019

InsureTech Connect 2019: Compliant Digital Transformation with Video

Beth Wood, SVP & CMO of Principal Financial Group, joins Theta Lake's CEO Devin Redmond at InsureTech Connect 2019 to discuss the compliance challenges for…
October 15, 2019

Data is KING! Developing with Zoom REST APIs

Theta Lake Co-Founder and CTO Rich Sutton joins Zoomtopia to discuss how their compliance suite solution uses  Zoom's API ecosystem to integrate into services like…
webex integration theta lakeArticles
October 15, 2019

Theta Lake Integrates with Cisco Webex for Video Conferencing Compliance

Theta Lake integrates with Cisco Webex Meetings to make video communications secure, simple, and scalable. Video communications with users outside an organization represents a fairly…
October 9, 2019

Podcast: Balancing Artificial Intelligence Gains with Employee Expectations

Theta Lake’s Anthony Cresci joins the RingCentral Connection podcast to explore why businesses today should balance what they may gain from AI with how it…
October 1, 2019

Podcast: New Collaboration New Data Security Risk

Collaboration platforms like Slack, Microsoft Teams, and RingCentral Glip are changing how organizations work together. These applications are not only more convenient but are replacing…