Latest News

Check below for the latest updates, coverage, and events for Theta Lake.
zoom video integrationPress Releases
April 7, 2020

Theta Lake Offers Three Free Months of AI-based Safety and Compliance for Zoom Customers

Theta Lake Offers Three Free Months of AI-based Safety and Compliance for Zoom Customers: Providing risk and compliance management for rapid growth in Zoom usage Santa…
March 31, 2020

Theta Lake Announces First Fully Native Risk & Compliance Monitoring for Collaboration Chat

Moving beyond mere threaded views for email to full contextual chat archiving, risk analysis, and monitoring
March 25, 2020

Theta Lake Selected as “Best Compliance Technology Partner” Finalist

The "Best Compliance Technology Partner" award will go to a company whose technological services went above and beyond in providing standout assistance to its clients.
March 19, 2020

Collaboration Compliance During a Crisis

In the wake of the COVID-19 pandemic, many firms are working from home using collaboration tools. Theta Lake’s Marc Gilman provides insight on regulatory requirements…
March 18, 2020

UCToday: Regulated Industries and Remote Work Contingencies

Theta Lake is responding to the health crisis by offering the new Compliant Collaboration Archive for free to aid retention across unified communications.
March 11, 2020

Theta Lake Announces Free 17a-4 Compliant Archiving 
for Collaboration Platforms

Santa Barbara, CA—March 11, 2020— Theta Lake, Inc., the RegTech company that helps compliance teams scale their compliance risk detection in modern collaboration platforms across…
March 9, 2020

Theta Lake Introduces SEC Regulation Best Interest Monitoring to Deliver Refined Compliance Coverage

Santa Barbara, CA— March 9, 2020— Theta Lake, Inc., the RegTech company that helps compliance teams scale their compliance risk detection in modern collaboration platforms…
Press Releases
March 6, 2020

Theta Lake Survey Highlights Why Communication Monitoring Failures and Regulatory Fines Will Increase

Theta Lake's 2020 State of Digital Communication Compliance and Supervision Survey Finds 89% of Compliance Professionals Aren't Ready For Modern Collaboration Tools
compliance surveyReports
March 4, 2020

Despite Regulatory Mandates, Survey Shows Firms Aren’t Ready for Collaboration Compliance

Our “2020 Survey Report: State of Digital Collaboration and Communication Compliance” provided a great opportunity to understand how firms are thinking about compliance readiness and…
February 27, 2020

Theta Lake Announces The Industry’s Most Complete Compliance Coverage for Microsoft Teams

Theta Lake offers the most complete compliance solution for Microsoft Teams to address FINRA, SEC, & MiFID II supervision and recordkeeping requirements.
February 20, 2020

TechCrunch: Navigating the Procurement Process

Payments, investing, financial planning and lending often spring to mind as “classic” fintech startups, but other business models like regtech, compliance, human resources and marketing…
February 13, 2020

RegTech for Compliance and Surveillance

Theta Lake's Marc Gilman will join the leading names in social media and experts in wealth management for an industry discussion on the best practices,…
call transcriptionArticles
February 3, 2020

UCToday: Why Compliance Require more than Voice-to-Text Transcription

Voice transcription tools still haven’t met last-mile quality thresholds for context, relevance, and actionability for highly regulated industries like healthcare and financial services. Regulations such…
February 3, 2020

Digital Communications and FINRA’s 2020 Exam Priorities

The Financial Industry Regulatory Authority’s Annual Risk Monitoring and Examination Priorities Letter provides a roadmap of key compliance issues for firms to consider in advance…
December 18, 2019

UCToday: Data Loss Prevention in Video Communications

It’s the multi-sensory appeal of adding video calling as part of true unified collaboration itself which creates multiple ways that data can be misused, from…
Press Releases
December 17, 2019

Theta Lake Achieves SOC2 Compliance

Theta Lake has achieved the SOC 2, Type 2 Report for its Compliance Suite.   Theta Lake's System and Organization Controls (SOC) Report is an independent…