Theta Lake's Marc Gilman will join the leading names in social media and experts in wealth management for an industry discussion on the best practices,…
UCToday: Why Compliance Require more than Voice-to-Text Transcription
Voice transcription tools still haven’t met last-mile quality thresholds for context, relevance, and actionability for highly regulated industries like healthcare and financial services. Regulations such…
Digital Communications and FINRA’s 2020 Exam Priorities
The Financial Industry Regulatory Authority’s Annual Risk Monitoring and Examination Priorities Letter provides a roadmap of key compliance issues for firms to consider in advance…
UCToday: Data Loss Prevention in Video Communications
It’s the multi-sensory appeal of adding video calling as part of true unified collaboration itself which creates multiple ways that data can be misused, from…
Theta Lake has achieved the SOC 2, Type 2 Report for its Compliance Suite. Theta Lake's System and Organization Controls (SOC) Report is an independent…
The publication of FINRA’s Report on Examination Findings and Observations is now in its third year. In 2019, the title and framing have changed slightly: “Recommendations” have…
Theta Lake’s VP of Business Development and Operations, Anthony Cresci, joined the RegTech 2019 conference hosted by American Banker to speak about how Artificial Intelligence…
UCToday: Theta Lake brings new compliance powers to Cisco Webex
There’s a growing challenge for highly regulated industries such as financial services and insurance, that the complex and personalized products they sell require stringent regulation…
The RegTech (regulatory technology) industry has established itself as one of the most important sectors within financial technology after seeing tremendous growth in the past…
Forbes: Compliance, Regulatory Intent & Hard Truths Of Unified Collaboration
Regulatory compliance is a critical focus for modern enterprises. And no where else is this felt than compliance teams at financial institutions (FI). Challenged by…
Survey: Are Your Compliance Practices Keeping Pace With Emerging Video Platforms?
Theta Lake is surveying senior financial services professionals to learn about the compliance challenges presented by emerging collaboration and video platforms. As financial services firms…
InsureTech Connect 2019: Compliant Digital Transformation with Video
Beth Wood, SVP & CMO of Principal Financial Group, joins Theta Lake's CEO Devin Redmond at InsureTech Connect 2019 to discuss the compliance challenges for…
Theta Lake Co-Founder and CTO Rich Sutton joins Zoomtopia to discuss how their compliance suite solution uses Zoom's API ecosystem to integrate into services like…
Theta Lake Integrates with Cisco Webex for Video Conferencing Compliance
Theta Lake integrates with Cisco Webex Meetings to make video communications secure, simple, and scalable. Video communications with users outside an organization represents a fairly…
Podcast: Balancing Artificial Intelligence Gains with Employee Expectations
Theta Lake’s Anthony Cresci joins the RingCentral Connection podcast to explore why businesses today should balance what they may gain from AI with how it…
Collaboration platforms like Slack, Microsoft Teams, and RingCentral Glip are changing how organizations work together. These applications are not only more convenient but are replacing…
