As the CEO and a co-founder, I am excited to announce on behalf of our entire team that Theta Lake has secured $12.7 million in…
Devin RedmondOctober 27, 2020
Collaboration Security and Compliance Leader Theta Lake Raises $12.7 Million In Series A Funding, Led by Lightspeed Venture Partners
“Theta Lake’s amazing innovations in AI-based risk detection applied to visual, voice, chat and file content in collaboration communications truly…
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Forbes: How To Reduce The Risk Of Employees Exposing Sensitive Information Using Collaboration Tools
Collaboration and videoconferencing, whose adoption accelerated in the 2010s with the rise of cloud computing, rapidly became business necessities as Covid-19 forced an abrupt transition…
Devin RedmondOctober 23, 2020
The remote working trend and usage of UC tools continues to accelerate due to the current environment and these recent months have provided validation that…
Ian Applegate-OlsonOctober 2, 2020
The Covid-19 pandemic and its impact on “market events” will help set a path for priorities for the Securities and Exchange Commission’s new Event and…
Ian Applegate-OlsonSeptember 11, 2020
As the world now depends on digital collaboration tools like never before, these rich unified communication (UC) platforms facilitate productivity and business continuity across organisations…
Ian Applegate-OlsonSeptember 3, 2020
While most startup founders would prefer not to pore over laws, regulations and interpretive materials to design a perfect product, it’s an essential exercise for…
Ian Applegate-OlsonAugust 27, 2020
The trends of the communications and collaboration landscape are constantly evolving. New channels emerge to help companies better serve their clients. Innovative technology like AI…
Ian Applegate-OlsonAugust 19, 2020
Brokers and investment advisers should “closely review” their policies and procedures for supervising their remote workers during the coronavirus pandemic, the SEC said. Firms may…
Marc GilmanAugust 17, 2020
As companies settle in for be extended work from home arrangements as part of COVID-19 response, the compliance and security controls of widely used collaboration…
Marc GilmanAugust 3, 2020
Theta Lake extends full recording and security monitoring features of its flagship risk and compliance suite platform for Teams. In an era when every industry…
Ian Applegate-OlsonJuly 31, 2020
The question of whether the US needs a federal data protection law is not new, but the COVID-19 pandemic & other factors have shifted the…
Ian Applegate-OlsonJuly 16, 2020
A recent notice from FINRA gives compliance officers with remote workforces insights into the agency’s approach to remote work and supervision risks, which will be…
Marc GilmanJune 22, 2020
The COVID-19 pandemic has highlighted the need to update and fix some of our current tech systems, including remote work models. In companies that were…
Ian Applegate-OlsonJune 2, 2020
Today, data is the key to your company’s survival. The more data you have, the more you know about your customers, policies, procedures, and business.…
Ian Applegate-OlsonJune 2, 2020
As businesses pivot to support remote workers, they must be mindful of maintaining a safe, secure, and compliant working environment.
Ian Applegate-OlsonMay 28, 2020
UCToday examines how Theta Lake's tech suite offers compliance support to regulated industries and education in the global health crisis.
Ian Applegate-OlsonApril 22, 2020
In the wake of the COVID-19 pandemic, many firms are working from home using collaboration tools. Theta Lake’s Marc Gilman provides insight on regulatory requirements…
Marc GilmanMarch 19, 2020
Theta Lake is responding to the health crisis by offering the new Compliant Collaboration Archive for free to aid retention across unified communications.
Ian Applegate-OlsonMarch 18, 2020
Payments, investing, financial planning and lending often spring to mind as “classic” fintech startups, but other business models like regtech, compliance, human resources and marketing…
Marc GilmanFebruary 20, 2020
Voice transcription tools still haven’t met last-mile quality thresholds for context, relevance, and actionability for highly regulated industries like healthcare and financial services. Regulations such…
Ian Applegate-OlsonFebruary 3, 2020
The Financial Industry Regulatory Authority’s Annual Risk Monitoring and Examination Priorities Letter provides a roadmap of key compliance issues for firms to consider in advance…
Marc GilmanFebruary 3, 2020
It’s the multi-sensory appeal of adding video calling as part of true unified collaboration itself which creates multiple ways that data can be misused, from…
Ian Applegate-OlsonDecember 18, 2019
The publication of FINRA’s Report on Examination Findings and Observations is now in its third year. In 2019, the title and framing have changed slightly: “Recommendations” have…
Ian Applegate-OlsonDecember 13, 2019
Regulatory compliance is a critical focus for modern enterprises. And no where else is this felt than compliance teams at financial institutions (FI). Challenged by…
Ian Applegate-OlsonDecember 5, 2019
Theta Lake integrates with Cisco Webex Meetings to make video communications secure, simple, and scalable. Video communications with users outside an organization represents a fairly…
Ian Applegate-OlsonOctober 15, 2019
Theta Lake’s Anthony Cresci joins the RingCentral Connection podcast to explore why businesses today should balance what they may gain from AI with how it…
Ian Applegate-OlsonOctober 9, 2019
Collaboration platforms like Slack, Microsoft Teams, and RingCentral Glip are changing how organizations work together. These applications are not only more convenient but are replacing…
Ian Applegate-OlsonOctober 1, 2019
Theta Lake’s Marc Gilman explains that as firms increasingly leverage transcription-based technologies to gain insights into data, they must understand the basic mechanics behind these…
Marc GilmanJuly 17, 2019
Technology has been used to manage regulatory risk since the advent of the ledger book (or the Bloomberg terminal, depending on your reference point). However,…
Marc GilmanJuly 15, 2019
Financial services remains an industry built on relationships and trust. It's no surprise then that video communication is quickly becoming pivotal in establishing trust while…
Anthony CresciJuly 10, 2019
Theta Lake's Co-Founder and CEO Devin Redmond joins a Global RegTech Summit 2019 panel to discuss why it's hard for AI to be made accountable…
Ian Applegate-OlsonJuly 1, 2019
Insurtech is in a new age of digital transformation. Insurtech entrepreneurs are searching for new advancements in data capture and analysis that allow insurance companies…
Ian Applegate-OlsonJune 25, 2019
The growth of video within enterprises is staggering but very much expected as the benefits and results are becoming more easily demonstrated. As organizations continue…
Ian Applegate-OlsonApril 12, 2019
Financial services companies are using technology to solve an array of problems, some of which aren’t being built in-house. That’s prompting them to seek partnerships…
Ian Applegate-OlsonApril 12, 2019
Easing Compliance Supervision Challenges for PRIIPs KID Verifications The EU Regulation on Key Information Documents for Packaged Retail and Insurance-based Investment Products came into effect…
Devin RedmondFebruary 28, 2019
The end of 2018 found the Financial Industry Regulatory Authority (FINRA) busy issuing guidance on several fronts, including the release of a report on “Technology…
Devin RedmondFebruary 28, 2019
SalesTech Interview with Anthony J. Cresci, VP Business Development and Operations, Theta Lake. Read the full interview here.
Devin RedmondFebruary 14, 2019
Regulations, if created correctly, can help innovation, what institutions have to find is the right balance between experimenting new ideas and meeting regulatory regimes, according…
Devin RedmondFebruary 9, 2019
RegTech and automated software provide significant advantages for asset managers and wealth managers alike. We’ve witnessed a rise of the machines in the finance sector, which…
Devin RedmondFebruary 2, 2019
Santa Barbara, CA—September 29, 2020— Theta Lake, Inc., the most recognized leader in collaboration security and compliance management that helps organizations scale their risk detection…
Ian Applegate-OlsonSeptember 29, 2020
Theta Lake is honored to have been named both the Best Compliance Product of the Year and the Best Security Product of the Year at…
Ian Applegate-OlsonAugust 7, 2020
Santa Barbara, CA—July 20, 2020— Theta Lake, Inc., the collaboration risk and compliance management company that helps organizations scale their risk detection in modern collaboration…
Ian Applegate-OlsonJuly 17, 2020
Santa Barbara, CA—June 12, 2020—Theta Lake, Inc., the collaboration risk and compliance management company that helps organizations scale their risk detection in modern collaboration platforms,…
Ian Applegate-OlsonJune 12, 2020
Theta Lake's compliance suite now provides legal hold across rich media content including audio, video, & chat to support legacy eDiscovery tools.
Ian Applegate-OlsonMay 19, 2020
Moving beyond mere threaded views for email to full contextual chat archiving, risk analysis, and monitoring
Ian Applegate-OlsonMarch 31, 2020
Santa Barbara, CA—March 11, 2020— Theta Lake, Inc., the RegTech company that helps compliance teams scale their compliance risk detection in modern collaboration platforms across…
Ian Applegate-OlsonMarch 11, 2020
Theta Lake Introduces SEC Regulation Best Interest Monitoring to Deliver Refined Compliance Coverage
Santa Barbara, CA— March 9, 2020— Theta Lake, Inc., the RegTech company that helps compliance teams scale their compliance risk detection in modern collaboration platforms…
Ian Applegate-OlsonMarch 9, 2020
Theta Lake offers the most complete compliance solution for Microsoft Teams to address FINRA, SEC, & MiFID II supervision and recordkeeping requirements.
Ian Applegate-OlsonFebruary 27, 2020
“Theta Lake’s amazing innovations in AI-based risk detection applied to visual, voice, chat and file content in collaboration communications truly sets it apart as a…
Devin RedmondOctober 27, 2020
Theta Lake, the Collaboration Risk & Compliance company that helps security and compliance teams scale their risk detection in modern collaboration platforms across video, voice,…
Ian Applegate-OlsonJune 2, 2020
Theta Lake Offers Three Free Months of AI-based Safety and Compliance for Zoom Customers: Providing risk and compliance management for rapid growth in Zoom usage Santa…
Ian Applegate-OlsonApril 7, 2020
Theta Lake's 2020 State of Digital Communication Compliance and Supervision Survey Finds 89% of Compliance Professionals Aren't Ready For Modern Collaboration Tools
Ian Applegate-OlsonMarch 6, 2020
Theta Lake has achieved the SOC 2, Type 2 Report for its Compliance Suite. Theta Lake's System and Organization Controls (SOC) Report is an independent…
Ian Applegate-OlsonDecember 17, 2019
There’s a growing challenge for highly regulated industries such as financial services and insurance, that the complex and personalized products they sell require stringent regulation…
Ian Applegate-OlsonDecember 6, 2019
NEW YORK -- (BUSINESS WIRE) -- Eleven emerging enterprise tech companies will present their technologies to dozens of top executives within the financial services, venture…
Ian Applegate-OlsonJune 28, 2019
San Mateo, CA – May 21, 2019 – Theta Lake, a leader in compliance artificial intelligence (AI) for video, voice, and unified digital communication, follows…
Ian Applegate-OlsonMay 22, 2019
London, 15 May 2019 - Red Box, the leading platform for voice, today announces a partnership with Theta Lake, a leader in compliance artificial intelligence…
Ian Applegate-OlsonMay 15, 2019
NEW YORK--(BUSINESS WIRE)--Eleven emerging technology companies have been selected to participate in the 2019 FinTech Innovation Lab New York, a 12-week program founded by Accenture…
Ian Applegate-OlsonApril 3, 2019
Theta Lake, the leader in compliance artificial intelligence (AI) for voice, video and chat communication, announces a new partnership with Zoom Video Communications, Inc., the…
Anthony CresciMarch 13, 2019
San Mateo, CA – January 15, 2019 – Theta Lake, a leader in compliance artificial intelligence (AI) for video, voice, and unified digital communication, today…
Devin RedmondJanuary 15, 2019
SAN FRANCISCO--(BUSINESS WIRE)--RingCentral, Inc. (NYSE:RNG), a leading provider of global enterprise cloud communications and collaboration solutions, today announced at its annual user conference ConnectCentral®, that…
Devin RedmondNovember 13, 2018
Today at Zoomtopia 2018, Zoom Video Communications, Inc. will announce new features that together form an end-to-end modern communications platform. While Zoom remains a video-first…
Devin RedmondOctober 11, 2018
Next week as part of the Enterprise Connect Digital Expo, Enterprise Connect's annual Innovation Showcase will focus on enterprise communications and collaboration security. Theta Lake is…
Ian Applegate-OlsonAugust 3, 2020
The "Best Compliance Technology Partner" award will go to a company whose technological services went above and beyond in providing standout assistance to its clients.
Ian Applegate-OlsonMarch 25, 2020
Theta Lake's Marc Gilman will join the leading names in social media and experts in wealth management for an industry discussion on the best practices,…
Ian Applegate-OlsonFebruary 13, 2020
Theta Lake’s VP of Business Development and Operations, Anthony Cresci, joined the RegTech 2019 conference hosted by American Banker to speak about how Artificial Intelligence…
Ian Applegate-OlsonDecember 11, 2019
The RegTech (regulatory technology) industry has established itself as one of the most important sectors within financial technology after seeing tremendous growth in the past…
Ian Applegate-OlsonDecember 5, 2019
Beth Wood, SVP & CMO of Principal Financial Group, joins Theta Lake's CEO Devin Redmond at InsureTech Connect 2019 to discuss the compliance challenges for…
Ian Applegate-OlsonOctober 29, 2019
Theta Lake Co-Founder and CTO Rich Sutton joins Zoomtopia to discuss how their compliance suite solution uses Zoom's API ecosystem to integrate into services like…
Ian Applegate-OlsonOctober 15, 2019
Theta Lake, a leader in compliance artificial intelligence (AI) for video, voice, and unified digital communication, was named a finalist for Best RegTech Solution for…
Ian Applegate-OlsonSeptember 30, 2019
Theta Lake’s AI-based compliance suite has been named one of four finalists for Best Compliance Solution by the 2019 UC Today Awards. Theta Lake is…
Ian Applegate-OlsonJuly 24, 2019
Theta Lake and Vidyard explained the growing need of implementing video in businesses and how to ensure this is meets the necessary regulatory requirements, at…
Devin RedmondNovember 29, 2018
TSAM Regulations & Compliance will bring together 100+ senior leaders, fostering a particularly intimate environment through focused educational groups. Over two interactive days of learning…
Devin RedmondAugust 30, 2018
Banks need to take more risks and be prepared to implement something that might fail, according to a panel at the Global RegTech Summit 2018.…
Devin RedmondJune 28, 2018
Our “2020 Survey Report: State of Digital Collaboration and Communication Compliance” provided a great opportunity to understand how firms are thinking about compliance readiness and…
Ian Applegate-OlsonMarch 4, 2020
Theta Lake is surveying senior financial services professionals to learn about the compliance challenges presented by emerging collaboration and video platforms. As financial services firms…
Ian Applegate-OlsonOctober 31, 2019
