As businesses pivot to support remote workers, they must be mindful of maintaining a safe, secure, and compliant working environment.
Ian Applegate-OlsonMay 28, 2020
No Jitter: Understanding the Challenges of Remote Work
As businesses pivot to support remote workers, they must be mindful of maintaining a safe, secure, and compliant working environment.
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UCToday examines how Theta Lake's tech suite offers compliance support to regulated industries and education in the global health crisis.
Ian Applegate-OlsonApril 22, 2020
In the wake of the COVID-19 pandemic, many firms are working from home using collaboration tools. Theta Lake’s Marc Gilman provides insight on regulatory requirements…
Marc GilmanMarch 19, 2020
Theta Lake is responding to the health crisis by offering the new Compliant Collaboration Archive for free to aid retention across unified communications.
Ian Applegate-OlsonMarch 18, 2020
Payments, investing, financial planning and lending often spring to mind as “classic” fintech startups, but other business models like regtech, compliance, human resources and marketing…
Marc GilmanFebruary 20, 2020
Voice transcription tools still haven’t met last-mile quality thresholds for context, relevance, and actionability for highly regulated industries like healthcare and financial services. Regulations such…
Ian Applegate-OlsonFebruary 3, 2020
The Financial Industry Regulatory Authority’s Annual Risk Monitoring and Examination Priorities Letter provides a roadmap of key compliance issues for firms to consider in advance…
Marc GilmanFebruary 3, 2020
It’s the multi-sensory appeal of adding video calling as part of true unified collaboration itself which creates multiple ways that data can be misused, from…
Ian Applegate-OlsonDecember 18, 2019
The publication of FINRA’s Report on Examination Findings and Observations is now in its third year. In 2019, the title and framing have changed slightly: “Recommendations” have…
Ian Applegate-OlsonDecember 13, 2019
Regulatory compliance is a critical focus for modern enterprises. And no where else is this felt than compliance teams at financial institutions (FI). Challenged by…
Ian Applegate-OlsonDecember 5, 2019
Theta Lake integrates with Cisco Webex Meetings to make video communications secure, simple, and scalable. Video communications with users outside an organization represents a fairly…
Ian Applegate-OlsonOctober 15, 2019
Theta Lake’s Anthony Cresci joins the RingCentral Connection podcast to explore why businesses today should balance what they may gain from AI with how it…
Ian Applegate-OlsonOctober 9, 2019
Collaboration platforms like Slack, Microsoft Teams, and RingCentral Glip are changing how organizations work together. These applications are not only more convenient but are replacing…
Ian Applegate-OlsonOctober 1, 2019
Theta Lake’s Marc Gilman explains that as firms increasingly leverage transcription-based technologies to gain insights into data, they must understand the basic mechanics behind these…
Marc GilmanJuly 17, 2019
Technology has been used to manage regulatory risk since the advent of the ledger book (or the Bloomberg terminal, depending on your reference point). However,…
Marc GilmanJuly 15, 2019
Financial services remains an industry built on relationships and trust. It's no surprise then that video communication is quickly becoming pivotal in establishing trust while…
Anthony CresciJuly 10, 2019
Theta Lake's Co-Founder and CEO Devin Redmond joins a Global RegTech Summit 2019 panel to discuss why it's hard for AI to be made accountable…
Ian Applegate-OlsonJuly 1, 2019
Insurtech is in a new age of digital transformation. Insurtech entrepreneurs are searching for new advancements in data capture and analysis that allow insurance companies…
Ian Applegate-OlsonJune 25, 2019
The growth of video within enterprises is staggering but very much expected as the benefits and results are becoming more easily demonstrated. As organizations continue…
Ian Applegate-OlsonApril 12, 2019
Financial services companies are using technology to solve an array of problems, some of which aren’t being built in-house. That’s prompting them to seek partnerships…
Ian Applegate-OlsonApril 12, 2019
Easing Compliance Supervision Challenges for PRIIPs KID Verifications The EU Regulation on Key Information Documents for Packaged Retail and Insurance-based Investment Products came into effect…
Devin RedmondFebruary 28, 2019
The end of 2018 found the Financial Industry Regulatory Authority (FINRA) busy issuing guidance on several fronts, including the release of a report on “Technology…
Devin RedmondFebruary 28, 2019
SalesTech Interview with Anthony J. Cresci, VP Business Development and Operations, Theta Lake. Read the full interview here.
Devin RedmondFebruary 14, 2019
Regulations, if created correctly, can help innovation, what institutions have to find is the right balance between experimenting new ideas and meeting regulatory regimes, according…
Devin RedmondFebruary 9, 2019
RegTech and automated software provide significant advantages for asset managers and wealth managers alike. We’ve witnessed a rise of the machines in the finance sector, which…
Devin RedmondFebruary 2, 2019
How do you ensure compliance across communications channels? This is a critical question for companies in highly regulated industries, such as financial services and insurance.…
Anthony CresciJanuary 29, 2019
As promised last fall at its Zoomtopia user conference, video collaboration provider Zoom today brought its Zoom Voice cloud phone system to market, along with…
Devin RedmondJanuary 22, 2019
Balancing communication compliance solutions for both legacy systems and new environments is one of the biggest challenges facing financial institutions, according to Theta Lake founder…
Devin RedmondJanuary 2, 2019
New technologies have allowed for increased and varied avenues of communication between organizations and customers. This has led to improved transparency, more direct support and…
Devin RedmondDecember 17, 2018
It is Time to Use AI to Modernize Call Recording Review and Supervision Audio recording has been commonplace for the financial services industry due to…
Devin RedmondOctober 29, 2018
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Rich SuttonOctober 18, 2018
Cybersecurity is an absolute necessity for keeping customer information, as well as more general company data, safe. Without it, your business is exposed to a…
Devin RedmondSeptember 18, 2018
When things are overwhelmingly busy — or too routine — it can be easy for tech teams to struggle to keep their energy levels high,…
Devin RedmondSeptember 14, 2018
“MiFID II and GDPR can create a tension between retention and protection requirements around communications with clients and customers,” said Jagdev Kenth, a UK-based compliance…
Devin RedmondSeptember 3, 2018
Why Avoiding Communication Compliance Quandaries Puts Your Organization At Risk Fifty-four percent of compliance professionals expect their personal liability to increase for compliance failures of…
Devin RedmondAugust 1, 2018
For the average person, the idea of compliance and regulation technology doesn’t elicit much enthusiasm. But for Devin Redmond and Rich Sutton, co-founders of the…
Devin RedmondJuly 24, 2018
The company has partnered with Vidyard, a platform designed to help organizations drive more revenue through online videos by enabling individual viewer tracking and improved…
Devin RedmondJuly 19, 2018
Reltio offers a data management platform that harnesses a company’s data and applies the latest AI techniques to enable “self-learning” – the ability for a…
Devin RedmondJune 29, 2018
Theta Lake's compliance suite now provides legal hold across rich media content including audio, video, & chat to support legacy eDiscovery tools.
Ian Applegate-OlsonMay 19, 2020
Moving beyond mere threaded views for email to full contextual chat archiving, risk analysis, and monitoring
Ian Applegate-OlsonMarch 31, 2020
Santa Barbara, CA—March 11, 2020— Theta Lake, Inc., the RegTech company that helps compliance teams scale their compliance risk detection in modern collaboration platforms across…
Ian Applegate-OlsonMarch 11, 2020
Theta Lake Introduces SEC Regulation Best Interest Monitoring to Deliver Refined Compliance Coverage
Santa Barbara, CA— March 9, 2020— Theta Lake, Inc., the RegTech company that helps compliance teams scale their compliance risk detection in modern collaboration platforms…
Ian Applegate-OlsonMarch 9, 2020
Theta Lake offers the most complete compliance solution for Microsoft Teams to address FINRA, SEC, & MiFID II supervision and recordkeeping requirements.
Ian Applegate-OlsonFebruary 27, 2020
Theta Lake Offers Three Free Months of AI-based Safety and Compliance for Zoom Customers: Providing risk and compliance management for rapid growth in Zoom usage Santa…
Ian Applegate-OlsonApril 7, 2020
Theta Lake's 2020 State of Digital Communication Compliance and Supervision Survey Finds 89% of Compliance Professionals Aren't Ready For Modern Collaboration Tools
Ian Applegate-OlsonMarch 6, 2020
Theta Lake has achieved the SOC 2, Type 2 Report for its Compliance Suite. Theta Lake's System and Organization Controls (SOC) Report is an independent…
Ian Applegate-OlsonDecember 17, 2019
There’s a growing challenge for highly regulated industries such as financial services and insurance, that the complex and personalized products they sell require stringent regulation…
Ian Applegate-OlsonDecember 6, 2019
NEW YORK -- (BUSINESS WIRE) -- Eleven emerging enterprise tech companies will present their technologies to dozens of top executives within the financial services, venture…
Ian Applegate-OlsonJune 28, 2019
San Mateo, CA – May 21, 2019 – Theta Lake, a leader in compliance artificial intelligence (AI) for video, voice, and unified digital communication, follows…
Ian Applegate-OlsonMay 22, 2019
London, 15 May 2019 - Red Box, the leading platform for voice, today announces a partnership with Theta Lake, a leader in compliance artificial intelligence…
Ian Applegate-OlsonMay 15, 2019
NEW YORK--(BUSINESS WIRE)--Eleven emerging technology companies have been selected to participate in the 2019 FinTech Innovation Lab New York, a 12-week program founded by Accenture…
Ian Applegate-OlsonApril 3, 2019
Theta Lake, the leader in compliance artificial intelligence (AI) for voice, video and chat communication, announces a new partnership with Zoom Video Communications, Inc., the…
Anthony CresciMarch 13, 2019
San Mateo, CA – January 15, 2019 – Theta Lake, a leader in compliance artificial intelligence (AI) for video, voice, and unified digital communication, today…
Devin RedmondJanuary 15, 2019
SAN FRANCISCO--(BUSINESS WIRE)--RingCentral, Inc. (NYSE:RNG), a leading provider of global enterprise cloud communications and collaboration solutions, today announced at its annual user conference ConnectCentral®, that…
Devin RedmondNovember 13, 2018
Today at Zoomtopia 2018, Zoom Video Communications, Inc. will announce new features that together form an end-to-end modern communications platform. While Zoom remains a video-first…
Devin RedmondOctober 11, 2018
Theta Lake, the leader in compliance for audio and video communication, today announced that it has joined the RingCentral Connect Platform™ Partner Program as a…
Devin RedmondSeptember 19, 2018
SAN MATEO, Calif., July 17, 2018 (GLOBE NEWSWIRE) -- Today, Theta Lake, Inc., the leader in compliance for video and audio communication, announces two new partnerships and…
Devin RedmondJuly 17, 2018
The "Best Compliance Technology Partner" award will go to a company whose technological services went above and beyond in providing standout assistance to its clients.
Ian Applegate-OlsonMarch 25, 2020
Theta Lake's Marc Gilman will join the leading names in social media and experts in wealth management for an industry discussion on the best practices,…
Ian Applegate-OlsonFebruary 13, 2020
Theta Lake’s VP of Business Development and Operations, Anthony Cresci, joined the RegTech 2019 conference hosted by American Banker to speak about how Artificial Intelligence…
Ian Applegate-OlsonDecember 11, 2019
The RegTech (regulatory technology) industry has established itself as one of the most important sectors within financial technology after seeing tremendous growth in the past…
Ian Applegate-OlsonDecember 5, 2019
Beth Wood, SVP & CMO of Principal Financial Group, joins Theta Lake's CEO Devin Redmond at InsureTech Connect 2019 to discuss the compliance challenges for…
Ian Applegate-OlsonOctober 29, 2019
Theta Lake Co-Founder and CTO Rich Sutton joins Zoomtopia to discuss how their compliance suite solution uses Zoom's API ecosystem to integrate into services like…
Ian Applegate-OlsonOctober 15, 2019
Theta Lake, a leader in compliance artificial intelligence (AI) for video, voice, and unified digital communication, was named a finalist for Best RegTech Solution for…
Ian Applegate-OlsonSeptember 30, 2019
Theta Lake’s AI-based compliance suite has been named one of four finalists for Best Compliance Solution by the 2019 UC Today Awards. Theta Lake is…
Ian Applegate-OlsonJuly 24, 2019
Theta Lake and Vidyard explained the growing need of implementing video in businesses and how to ensure this is meets the necessary regulatory requirements, at…
Devin RedmondNovember 29, 2018
TSAM Regulations & Compliance will bring together 100+ senior leaders, fostering a particularly intimate environment through focused educational groups. Over two interactive days of learning…
Devin RedmondAugust 30, 2018
Banks need to take more risks and be prepared to implement something that might fail, according to a panel at the Global RegTech Summit 2018.…
Devin RedmondJune 28, 2018
Twenty of the world’s most innovative startup and scale-up companies, that offer solutions in RegTech, risk management or cybersecurity, will be invited to give a…
Devin RedmondMay 9, 2018
Our “2020 Survey Report: State of Digital Collaboration and Communication Compliance” provided a great opportunity to understand how firms are thinking about compliance readiness and…
Ian Applegate-OlsonMarch 4, 2020
Theta Lake is surveying senior financial services professionals to learn about the compliance challenges presented by emerging collaboration and video platforms. As financial services firms…
Ian Applegate-OlsonOctober 31, 2019
