With the wave of new regulatory technology hitting the financial services industry, SIFMA RegTech 2020 covered the resulting challenges of assessing legal and compliance risks associated with artificial intelligence, robotics process automation, e-communications, collaborative tools, and more.

Theta Lake’s Marc Gilman joined industry experts, regulators, and innovators to examine the legal and compliance risks and rewards when implementing regtech solutions and discover cutting-edge products that will affect how firms implement compliance responsibilities in the future.

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Marc Gilman

Author Marc Gilman

Marc brings a wealth of experience to the Theta Lake team, where he advises on technology, privacy, and product strategy. Marc is also an adjunct professor at Fordham Law where he teaches a course on compliance, technology, and financial services. Prior to joining Theta Lake, Marc held legal and compliance roles at Morgan Stanley and was a litigation associate at Schiff Hardin LLP. Gilman is a certified information privacy professional with both the CIPP/E and CIPP/US credentials.

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