The need to capture, retain and supervise electronic written communications, or ‘eComms’, is a fundamental requirement for financial services institutions (FSIs) worldwide. Not only is it mandated by regulatory obligations such as SEC 17a-4, FINRA Rule 3110, FCA’s SYSC, and IIROC’s correspondence rules, it’s critical for responding to complaints, audits, or investigations.
”“Industry research shows that 83% of FSIs roll out tools like Zoom, Webex, and Microsoft Teams to employees with capabilities disabled which diminishes the end user experiences and impacts productivity.”
Meet Regulatory Requirements While Fully Enabling and Delighting Your Workforce
Turning off functionality such as in-meeting chat, polling, or whiteboards, doesn’t have to be the answer to complying with regulations. With Theta Lake, you can turn on these features because we enable you to capture, archive, and supervise them. Arm your teams with the modern communication tools they need to be productive and have a better user experience.
Archive, Integrate & Analyze All Electronic Communications
With or Without the Video or Audio.
The Choice for Your Communication Platform
Providing archiving and the industry’s only full analysis and supervision for all video, voice, and chat content.
Providing selective and differential archiving and supervision options for the financial services industry across any content type or mode.
Providing fully native capture, supervision, archiving, and third-party integration for chat.
Providing real time compliance coaching and resources for employees in live meetings.
Providing archiving, AI-assisted supervision, and third-party archive integration.