Theta Lake Resources

Stacey English is Director of Regulatory Intelligence for Theta Lake, a leader in modern collaboration compliance and security solutions. She has over 25 years' experience in financial services regulation and technology as a former regulator for the now FCA and as a risk and compliance practitioner in global banks and insurers. For more than a decade, she led Regulatory Intelligence for Thomson Reuters providing regulatory insight to financial services firms including global industry research covering conduct, culture, and the cost of compliance. She’s also a qualified accountant, a published author on conduct and accountability in financial services and an Honorary Fellow of Cambridge Judge Business School – providing expert guidance to the Cambridge Centre For Alternative Finance.

Marc Gilman is a technology attorney, compliance executive, and adjunct professor of compliance at Fordham Law bringing 15 years of law, financial services, and IT experience to his leadership role at Theta Lake. Gilman’s legal expertise focus on global technology-related legal and regulatory issues, such as information management, software and product development, cybersecurity, SEC and FINRA regulation, GDPR, and electronic communications platforms. Gilman is a certified information privacy professional with both the CIPP/E and CIPP/US credentials.