Monthly Archives

August 2018

August 30, 2018

Theta Lake & Thomson Reuters Talk Conduct Risk In Digital Communications at TSAM Event

TSAM Regulations & Compliance will bring together 100+ senior leaders, fostering a particularly intimate environment through focused educational groups. Over two interactive days of learning…
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August 1, 2018

Communication Compliance Conundrums Part 2: Hope Is Not A Plan:

Why Avoiding Communication Compliance Quandaries Puts Your Organization At Risk Fifty-four percent of compliance professionals expect their personal liability to increase for compliance failures of…
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