Capture YouTube Videos for Compliance Review
Theta Lake enables compliance teams to be more efficient and effective in review and pre-approval processes of marketing and sales videos enabling marketing teams to continue focusing on creating relevant and timely video content.
New regulations from SEC and FINRA now require the review of new multimedia content like videos. With the adoption of video sharing on social media comes the challenge of scaling compliance review and the resources required to monitor more complex content.
From an advertising and marketing perspective, regulations including FINRA Rule 2210 outlines content pre-review requirements for US broker-dealer retail communications. This ensures that they do not include false or misleading information and extend to content published to social media channels like YouTube.
Furthermore, compliance teams often don’t have the right tools to keep pace with the growing volume of content and ever-changing regulation changes.
Compliance for Sales and Marketing Videos
Stay Compliant at Every Stage of the Review Process
Centralized compliance review and archiving environment for YouTube marketing videos and webinars, reducing time-wasting content gathering efforts.
Leverage AI for risk detection, workflow automation, and script comparisons, to enable more efficient review.
Identify data leakage of PII and confidential information or employee misconduct that may harm your brand. In addition, ensure that all videos contain the appropriate disclaimers and disclosures.
Control retention policies, legal holds, and eDiscovery according to SEC Rule 17a-4 regulatory requirements..
Preview Content for Compliance Approval
Easily Recall, Review, and Report on Archived Videos
Learn more about Theta Lake's other integrations.