Theta Lake’s 100+ API-based integrations include today’s top UC and Collaboration platforms. Built in-house and certified by partners, customers can capture, archive, and supervise the broadest set of UCC features and modalities without caveats, fine print, or 3rd party reliance.
An investigation into the use of off-channel and unpreserved communications by the SEC has led to another 16 firms being fined for recordkeeping failures. The $81m in…
An investigation into the use of off-channel and unpreserved communications by the SEC has led to another 16 firms being fined for recordkeeping failures. The $81m in…
2023 was an eventful year for digital communications governance. Hundreds of millions in additional fines were imposed in the U.S., with the regulatory focus expanding…
Reveals Critical Gaps in Governance and Compliance for Employee CommunicationsCo-author: Matt Lehman, Industry Principal, Financial Services, RingCentral Regulatory fines already exceed $2.6bn Fines from US regulators for unmonitored…
The results are in Theta Lake is delighted to unveil its 2023/24 Digital Communications Governance, Compliance and Security Report. In its fifth year, this unique industry…
The results are in Theta Lake is delighted to unveil its 2023/24 Digital Communications Governance, Compliance and Security Report. In its fifth year, this unique industry…
UCX Europe is fast approaching and we’re excited to be a sponsor this year. At Theta Lake we’re always looking ahead. With two days jam packed of topical panels…
Firms planning to shore up data protection should consider incremental, risk-based approach to evaluating legacy systems. A hybrid communication environment has become the norm…
At a Glance Both the SEC and FINRA have announced their examination priorities for 2023 giving investment advisers and broker dealers important insight into the areas to include in…
Published on Thomson Reuters 14-Dec-2022. By Stacey English, Theta Lake Theta Lake's fourth annual survey highlights the growing challenges financial services firms face in managing…
Theta Lake has published its fourth annual survey report on modern communications compliance and security, highlighting the complex challenges faced by those tasked with maintaining compliance, security…
The report is based on the views and experiences of more than 500 compliance and security professionals from the heavily-regulated financial services, healthcare and government…
The $1.8 billion in fines levied against 16 financial institutions for failing to capture,retain and supervise communications underlines regulators' growing determination to crack down on…
New electronic communications recording, disclosure, and oversight rules from the Centers for Medicare & Medicaid Services (“CMS”), effective 1 October 2022, highlight the heightened scrutiny…
Regulators in the United States and the United Kingdom are continuing to focus on the compliance consequences of hybrid working. While government regulators may be…
Season 4, Episode 4: Continuing regulatory challenges of hybrid working In the fourth episode of season 4 of the Compliance Clarified podcast, Susannah Hammond is…
In December 2021, Theta Lake partnered with Verint, forming a strategic partnership poised to tighten the customer engagement firm’s grasp on collaboration security and compliance solutions.…
The last two years have brought tremendous change, forcing us all to adapt and adopt technology, processes, and initiatives to stay connected virtually in an…
New communication platforms require businesses to rethink their data security strategy The way businesses communicate and share information has been transformed by the pandemic. Microsoft…