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Regulatory Perspectives

Blog: SEC 17a-4 Modernization

By November 1, 2022February 10th, 2023No Comments
SEC 17a 4 modernization

U.S. SEC replaced its antiquated “non-erasable, non-rewritable” electronic recordkeeping requirement in place since the late-90s with a technology-neutral approach centered around audit trail data, which provides far greater flexibility in implementation.

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