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Regulatory Perspectives

Blog: What 600+ Financial Services Leaders Revealed About Communications Compliance

By October 19, 2023November 3rd, 2023No Comments
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The results are in

Theta Lake is delighted to unveil its 2023/24 Digital Communications Governance, Compliance and Security Report. In its fifth year, this unique industry report provides an unparalleled insight into not only how modern unified communication tools are being used in practice and the challenges faced by firms in a unified communication and collaboration (UCC) powered work environment, but also current good and better approaches to managing compliance and security challenges.

The voice of the industry

We are grateful to the more than 600 senior technology and compliance professionals who took part in the independently conducted research, without whom this comprehensive report would not be possible. These exclusive insights portray the voice of the industry, representing IT, Unified Communications and Compliance leaders across financial services in the U.S. and the UK, including 80% of the Globally Significantly Important Banks, the largest financial institutions in the world. Participants’ own words, highlighting specific issues and findings have been shared with permission.

Read the blog
Stacey English

Author Stacey English

Stacey English is Director of Regulatory Intelligence for Theta Lake. She has over 25 years' experience in financial services regulation and technology as a former regulator at the now FCA and as a risk and compliance practitioner in global banks and insurers. She formerly led Regulatory Intelligence for Thomson Reuters providing regulatory and industry insight to financial services firms. Stacey is also a qualified accountant, a published author on conduct and accountability and an Honorary Fellow of Cambridge Judge Business School providing expert guidance on regulation. Linkedin

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