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Corporate Compliance Insights: Survey Finds Use of Unmonitored Communications Is Rising Despite Blockbuster Fines

By October 31, 2023No Comments
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Few financial institutions are confident in their approach to communications compliance, research shows

 

In an era defined by rapid advancements in the use of unified communication and collaboration tools and an evolving regulatory landscape that has led to fines totaling nearly $3 billion for recordkeeping failures, the importance of digital communications governance cannot be overstated. Despite this, new research from Theta Lake reveals that financial institutions still struggle to keep off-channel communications in check.

 

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