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The Securities Compliance Podcast: The Intersection of AI and Compliance

By October 1, 2023October 16th, 2023No Comments


Welcome back to the Compliance in Context Podcast! on today’s show, we take a look at one of the most-talked about subjects over the last twelve months, namely artificial intelligence, and expert Marc Gilman will help us further examine the benefits and impact of AI on your firm’s compliance program. In our Headlines section, we’ll review the recent final rule from the SEC detailing new requirements on private fund advisers. And finally, we’ll wrap up today’s show with another installment of History Has Your Back, where an ancient Japanese artistic practice and related philosophy can perhaps teach us a new way on how to deal with the private fund rulemaking.

Listen to the podcast featuring Theta Lake General Counsel and VP of Compliance Marc Gilman.