Articles Archives - Page 9 of 9

Theta Lake's Compliance review screen overview

Articles

February 28, 2019

Helping compliance teams with KID validations for PRIIPs by Marc Gilman

Easing Compliance Supervision Challenges for PRIIPs KID Verifications The EU Regulation on Key Information Documents for Packaged Retail and Insurance-based Investment Products came into effect…

Devin Redmond

Articles

February 28, 2019

Corporate Compliance Insights: Marc Gilman Discusses FINRA’s move to foster RegTech

FINRA’s Move to Foster Regtech Theta Lake’s Marc Gilman reviews some of the key points from a recent FINRA report that resonate for financial institutions…

Devin Redmond

Articles

February 14, 2019

Theta Lake’s Anthony Cresci discusses AI and more with SalesTech Star

Tell us about your journey to Business Development in the Audio-Video Communication industry. My career started in Financial Services, Investment Banking. I continued applying that…

Devin Redmond

How can companies balance compliance with innovation

Articles

February 9, 2019

RegTech Analyst: How can companies balance compliance with innovation

Regulations, if created correctly, can help innovation, what institutions have to find is the right balance between experimenting new ideas and meeting regulatory regimes, according…

Devin Redmond

Articles

February 2, 2019

It’s Good to Digitally Talk: The Benefits of Communication Compliance AI

RegTech and automated software provide significant advantages for asset managers and wealth managers alike. We’ve witnessed a rise of the machines in the finance sector, which…

Devin Redmond

handsome casual businessman talking online via headset picture id1064570004

Articles

January 29, 2019

RingCentral discusses communication compliance with Theta Lake’s Anthony Cresci

3 Ways Highly Regulated Industries Can Achieve Compliance with AI and Cloud Communications How do you ensure compliance across communications channels? This is a critical…

Anthony Cresci

Articles

January 22, 2019

Zoom adds voice capabilities with Theta Lake for compliance

As promised last fall at its Zoomtopia user conference, video collaboration provider Zoom today brought its Zoom Voice cloud phone system to market, along with…

Devin Redmond

RegTech Leaders Perspective Devin 696x364

Articles

January 2, 2019

RegTech Analyst: Unmonitored video communication is a growing ‘blind spot’ and firms shouldn’t wait for regulators to point it out

Balancing communication compliance solutions for both legacy systems and new environments is one of the biggest challenges facing financial institutions, according to Theta Lake founder…

Devin Redmond

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Articles

December 17, 2018

TECHZONE360: Is AI Compliance Technology Really the Terminator? Why Smart RegTech isn’t a Threat to Compliance

By Special Guest Devin Redmond, CEO & Co-founder, ThetaLake New technologies have allowed for increased and varied avenues of communication between organizations and customers. This has…

Devin Redmond

Articles

October 29, 2018

AI for Modern Call Recording Compliance

It is Time to Use AI to Modernize Call Recording Review and Supervision Audio recording has been commonplace for the financial services industry due to…

Devin Redmond

Articles

October 18, 2018

Nasdaq interviews Theta Lake CTO and Co-founder at Zoomtopia

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Rich Sutton

Gaining Employee Cybersecurity Compliance

Articles

September 18, 2018

Forbes: Gaining Employee Cybersecurity Compliance

Cybersecurity is an absolute necessity for keeping customer information, as well as more general company data, safe. Without it, your business is exposed to a range…

Devin Redmond

Articles

September 14, 2018

Forbes: Keeping Your Tech Team Motivated – 10 Ways That Work

When things are overwhelmingly busy — or too routine — it can be easy for tech teams to struggle to keep their energy levels high, or maintain…

Devin Redmond

fintech weekly magazinehow to navigate competing regulations

Articles

September 3, 2018

Medium: Navigating MiFID II and GDPR

“MiFID II and GDPR can create a tension between retention and protection requirements around communications with clients and customers,” said Jagdev Kenth, a UK-based compliance…

Devin Redmond

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Articles

August 1, 2018

Communication Compliance Conundrums Part 2: Hope Is Not A Plan:

By Special Guest Devin Redmond, CEO & Co-founder, Theta Lake Why Avoiding Communication Compliance Quandaries Puts Your Organization At Risk Fifty-four percent of compliance professionals expect…

Devin Redmond

Theta Lake compliance solution review screen overview

Articles

July 24, 2018

AWS Startups Blog: Theta Lake’s AI and ML for Communication Compliance:

Guest post by Anthony Cresci, VP Business Development and Operations, Theta Lake For the average person, the idea of compliance and regulation technology doesn’t elicit…

Devin Redmond

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Articles

July 19, 2018

Theta Lake forms two new partnerships to support its video compliance platform

Theta Lake, a compliance solution for video, audio and other digital communications, has formed two new partnerships and product integrations. The company has partnered with…

Devin Redmond

technology innovation integration data analytics supersize

Articles

June 29, 2018

Communication Compliance Conundrums Part 1: Digital Communications & Compliance:

By Special Guest Devin Redmond, CEO & Co-founder, Theta Lake Going Digital Reltio offers a data management platform that harnesses a company’s data and applies the…

Devin Redmond