Communication Compliance AI

Theta Lake is RegTech built for modern video, audio, and chat communications. Theta Lake reduces compliance review costs, increases compliance coverage, and directly improves the ROI of digital initiatives.

Theta Lake uses AI and Deep Learning to detect compliance risks in video collaboration, video marketing, social video, call recordings, and other rich media content. Detections feed into intuitive, AI-assisted supervision workflow with secure retention and compliant archiving options.

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Ingest, archive, and securely retain video, audio, and integrated chat content with compression options. This includes ingesting single file recordings and shared directories of recordings as well as live integrations with video conferencing, video chat, video marketing, and video content management systems.


Deep learning-based classification policies identify regulatory and corporate compliance risks across the dimensions of what was said, shown, and shared by whom in modern digital communications.


AI-assisted workflow aids consistent, effective, and efficient compliance and legal review of modern digital communications. Complete workflow logs and reports support audit requirements as well as legacy archive and eDiscovery interoperation.

RegTech Partnerships & Affiliations

What we’ve been up to…

June 22, 2020

INSIGHT: Charting a Path to Remote Work Compliance Under FINRA Rules

A recent notice from FINRA gives compliance officers with remote workforces insights into the agency’s approach to remote work and supervision risks, which will be…
June 12, 2020

Theta Lake Adds Recording Coverage for Microsoft Teams Audio and Video Meetings

Santa Barbara, CA—June 12, 2020—Theta Lake, Inc., the collaboration risk and compliance management company that helps organizations scale their risk detection in modern collaboration platforms,…
Press Releases
June 2, 2020

Theta Lake Named to Global CyberTech 100 List

Theta Lake, the Collaboration Risk & Compliance company that helps security and compliance teams scale their risk detection in modern collaboration platforms across video, voice,…
June 2, 2020

Forbes: Tech Upgrades For A Post-COVID World

The COVID-19 pandemic has highlighted the need to update and fix some of our current tech systems, including remote work models. In companies that were…
June 2, 2020

UCToday: Diagnosing Data Roundtable

Today, data is the key to your company’s survival. The more data you have, the more you know about your customers, policies, procedures, and business.…
May 28, 2020

No Jitter: Understanding the Challenges of Remote Work

As businesses pivot to support remote workers, they must be mindful of maintaining a safe, secure, and compliant working environment.

Integrate. Classify. Supervise.

AI-based RegTech for video communication compliance.