Communication Compliance AI

Theta Lake is RegTech built for modern video, audio, and chat communications. Theta Lake reduces compliance review costs, increases compliance coverage, and directly improves the ROI of digital initiatives.

Theta Lake uses AI and Deep Learning to detect compliance risks in video collaboration, video marketing, social video, call recordings, and other rich media content. Detections feed into intuitive, AI-assisted supervision workflow with secure retention and compliant archiving options.

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Ingest, archive, and securely retain video, audio, and integrated chat content with compression options. This includes ingesting single file recordings and shared directories of recordings as well as live integrations with video conferencing, video chat, video marketing, and video content management systems.


Deep learning-based classification policies identify regulatory and corporate compliance risks across the dimensions of what was said, shown, and shared by whom in modern digital communications.


AI-assisted workflow aids consistent, effective, and efficient compliance and legal review of modern digital communications. Complete workflow logs and reports support audit requirements as well as legacy archive and eDiscovery interoperation.

RegTech Partnerships & Affiliations

What we’ve been up to…

zoom video integrationPress Releases
April 7, 2020

Theta Lake Offers Three Free Months of AI-based Safety and Compliance for Zoom Customers

Theta Lake Offers Three Free Months of AI-based Safety and Compliance for Zoom Customers: Providing risk and compliance management for rapid growth in Zoom usage Santa…
March 31, 2020

Theta Lake Announces First Fully Native Risk & Compliance Monitoring for Collaboration Chat

Moving beyond mere threaded views for email to full contextual chat archiving, risk analysis, and monitoring
March 25, 2020

Theta Lake Selected as “Best Compliance Technology Partner” Finalist

The "Best Compliance Technology Partner" award will go to a company whose technological services went above and beyond in providing standout assistance to its clients.
March 19, 2020

Collaboration Compliance During a Crisis

In the wake of the COVID-19 pandemic, many firms are working from home using collaboration tools. Theta Lake’s Marc Gilman provides insight on regulatory requirements…
March 18, 2020

UCToday: Regulated Industries and Remote Work Contingencies

Theta Lake is responding to the health crisis by offering the new Compliant Collaboration Archive for free to aid retention across unified communications.
March 11, 2020

Theta Lake Announces Free 17a-4 Compliant Archiving 
for Collaboration Platforms

Santa Barbara, CA—March 11, 2020— Theta Lake, Inc., the RegTech company that helps compliance teams scale their compliance risk detection in modern collaboration platforms across…

Integrate. Classify. Supervise.

AI-based RegTech for video communication compliance.