Communication Compliance AI

Theta Lake is RegTech built for modern video, audio, and chat communications. Theta Lake reduces compliance review costs, increases compliance coverage, and directly improves the ROI of digital initiatives.

Theta Lake uses AI and Deep Learning to detect compliance risks in video collaboration, video marketing, social video, call recordings, and other rich media content. Detections feed into intuitive, AI-assisted supervision workflow with secure retention and compliant archiving options.

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Automated risk scores prioritize reviews.
A.I. adds detection and risk information directly into workflow.
Easily respond to A.I. detection comments, saving reviewer’s time.
Built-in policies detect regulatory and corporate compliance risks.

Integrate

Ingest, archive, and securely retain video, audio, and integrated chat content with compression options. This includes ingesting single file recordings and shared directories of recordings as well as live integrations with video conferencing, video chat, video marketing, and video content management systems.

Classify

Deep learning-based classification policies identify regulatory and corporate compliance risks across the dimensions of what was said, shown, and shared by whom in modern digital communications.

Supervise

AI-assisted workflow aids consistent, effective, and efficient compliance and legal review of modern digital communications. Complete workflow logs and reports support audit requirements as well as legacy archive and eDiscovery interoperation.

RegTech Partnerships & Affiliations

What we’ve been up to…

Articles
February 2, 2019

It’s Good to Digitally Talk: The Benefits of Communication Compliance AI

RegTech and automated software provide significant advantages for asset managers and wealth managers alike. We’ve witnessed a rise of the machines in the finance sector, which…
Articles
January 29, 2019

RingCentral discusses communication compliance with Theta Lake’s Anthony Cresci:

How do you ensure compliance across communications channels? This is a critical question for companies in highly regulated industries, such as financial services and insurance.…
Articles
January 22, 2019

Zoom adds voice capabilities with Theta Lake for compliance

As promised last fall at its Zoomtopia user conference, video collaboration provider Zoom today brought its Zoom Voice cloud phone system to market, along with…
RegTech 100 Press Releases
January 15, 2019

Theta Lake Raises $5 million in Series Seed Funding and Earns Recognition as a RegTech 100 Company for its Compliance AI Platform

San Mateo, CA – January 15, 2019 – Theta Lake, a leader in compliance artificial intelligence (AI) for video, voice, and unified digital communication, today…
Articles
January 2, 2019

Video as compliance blindspot by RegTech Analyst:

Balancing communication compliance solutions for both legacy systems and new environments is one of the biggest challenges facing financial institutions, according to Theta Lake founder…
Articles
December 17, 2018

Why Smart RegTech isn’t a Threat to Compliance

New technologies have allowed for increased and varied avenues of communication between organizations and customers. This has led to improved transparency, more direct support and…

Integrate. Classify. Supervise.

AI-based RegTech for video communication compliance.

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