Communication Compliance AI

Theta Lake is RegTech built for modern video, audio, and chat communications. Theta Lake reduces compliance review costs, increases compliance coverage, and directly improves the ROI of digital initiatives.

Theta Lake uses AI and Deep Learning to detect compliance risks in video collaboration, video marketing, social video, call recordings, and other rich media content. Detections feed into intuitive, AI-assisted supervision workflow with secure retention and compliant archiving options.

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Automated risk scores prioritize reviews.
A.I. adds detection and risk information directly into workflow.
Easily respond to A.I. detection comments, saving reviewer’s time.
Built-in policies detect regulatory and corporate compliance risks.


Ingest, archive, and securely retain video, audio, and integrated chat content with compression options. This includes ingesting single file recordings and shared directories of recordings as well as live integrations with video conferencing, video chat, video marketing, and video content management systems.


Deep learning-based classification policies identify regulatory and corporate compliance risks across the dimensions of what was said, shown, and shared by whom in modern digital communications.


AI-assisted workflow aids consistent, effective, and efficient compliance and legal review of modern digital communications. Complete workflow logs and reports support audit requirements as well as legacy archive and eDiscovery interoperation.

RegTech Partnerships & Affiliations

What we’ve been up to…

March 14, 2019

Global InsurTech Summit 2019: Devin Redmond, Theta Lake

Theta Lake Among First Apps on New Zoom Marketplace Press Releases
March 13, 2019

Theta Lake Announces Product Integration for Compliance AI Listed on Zoom App Marketplace

Theta Lake, the leader in compliance artificial intelligence (AI) for voice, video and chat communication, announces a new partnership with Zoom Video Communications, Inc., the…
February 28, 2019

Helping compliance teams with KID validations for PRIIPs by Marc Gilman

Easing Compliance Supervision Challenges for PRIIPs KID Verifications The EU Regulation on Key Information Documents for Packaged Retail and Insurance-based Investment Products came into effect…
February 28, 2019

Marc Gilman Discusses FINRA’s move to foster RegTech in Corporate Compliance Insights

The end of 2018 found the Financial Industry Regulatory Authority (FINRA) busy issuing guidance on several fronts, including the release of a report on “Technology…
February 14, 2019

Theta Lake’s Anthony Cresci discusses AI and more with SalesTech Star

SalesTech Interview with Anthony J. Cresci, VP Business Development and Operations, Theta Lake. Read the full interview here.
February 9, 2019

Balancing Compliance with Innovation in Financial Services

Regulations, if created correctly, can help innovation, what institutions have to find is the right balance between experimenting new ideas and meeting regulatory regimes, according…

Integrate. Classify. Supervise.

AI-based RegTech for video communication compliance.