Communication Compliance AI

Theta Lake is RegTech built for modern video, audio, and chat communications. Theta Lake reduces compliance review costs, increases compliance coverage, and directly improves the ROI of digital initiatives.

Theta Lake uses AI and Deep Learning to detect compliance risks in video collaboration, video marketing, social video, call recordings, and other rich media content. Detections feed into intuitive, AI-assisted supervision workflow with secure retention and compliant archiving options.

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Ingest, archive, and securely retain video, audio, and integrated chat content with compression options. This includes ingesting single file recordings and shared directories of recordings as well as live integrations with video conferencing, video chat, video marketing, and video content management systems.


Deep learning-based classification policies identify regulatory and corporate compliance risks across the dimensions of what was said, shown, and shared by whom in modern digital communications.


AI-assisted workflow aids consistent, effective, and efficient compliance and legal review of modern digital communications. Complete workflow logs and reports support audit requirements as well as legacy archive and eDiscovery interoperation.

RegTech Partnerships & Affiliations

What we’ve been up to…

December 18, 2019

UCToday: Data Loss Prevention in Video Communications

It’s the multi-sensory appeal of adding video calling as part of true unified collaboration itself which creates multiple ways that data can be misused, from…
Press Releases
December 17, 2019

Theta Lake Achieves SOC2 Compliance

Theta Lake has achieved the SOC 2, Type 2 Report for its Compliance Suite.   Theta Lake's System and Organization Controls (SOC) Report is an independent…
December 13, 2019

The Potential Impact of FINRA’s 2019 Report

The publication of FINRA’s Report on Examination Findings and Observations is now in its third year. In 2019, the title and framing have changed slightly: “Recommendations” have…
December 11, 2019

AI Spotlight – Deep Learning: AI in RegTech

Theta Lake’s VP of Business Development and Operations, Anthony Cresci, joined the RegTech 2019 conference hosted by American Banker to speak about how Artificial Intelligence…
Press Releases
December 6, 2019

UCToday: Theta Lake brings new compliance powers to Cisco Webex

There’s a growing challenge for highly regulated industries such as financial services and insurance, that the complex and personalized products they sell require stringent regulation…
December 5, 2019

Theta Lake named a RegTech100 Company

The RegTech (regulatory technology) industry has established itself as one of the most important sectors within financial technology after seeing tremendous growth in the past…

Integrate. Classify. Supervise.

AI-based RegTech for video communication compliance.